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Technical Summary of the EN 301 549 v3.2.1 (2021)

This technical summary provides the reader a simplified summary of the technical requirements from the EN 301 549 V3.2.1 (2021-03) Harmonised European Standard for ICT Products and Services accessibility. Each clause or group of related clauses have been re-worded in plain language and examples have been added to help readers understand the requirements at a high-level. This document is especially useful for those who would like an understanding of the EN 301 549’s requirements without having to read through the full standard.

This document was prepared by the Government of Canada’s (GC) Shared Services Canada’s (SSC) Accessibility, Accommodations and Adaptive Computer Technology (AAACT) team and a small GC working group including membership from the Government of Canada (Shared Services Canada, Canada Revenue Agency, Canada School of Public Service).

This document is intended to provide a brief high-level technical overview of the key topics in the EN 301 549 (2021). The intention is to provide the reader an understanding of the requirements the EN 301 549 contains as well as the types of Information and communication technology (ICT) each section applies to.

To fully understand each clause, it is essential that the full EN 301 549 (2021) standard is consulted. This document in no way is intended to replace the EN 301 549 document, rather to supplement and increase people’s general understanding of the requirements, particularly individuals who need to understand the technical ramifications of utilizing the EN 301 549 as part of policy.

This document is for informational purposes only.

This document was drafted by SSC. It is a technical summary (the “Technical Summary”) of the EN 301 549 (V3.2.1 (2021-03) Harmonised European Standard "Accessibility requirements for ICT products and services" (© European Telecommunications Standards Institute  © Comité Européen de Normalisation. © Comité Européen de Normalisation Électrotechnique. All rights reserved.) and reproduces extracts of it. Users of the Technical Summary may download a copy for their personal, non-commercial use. Users may not translate, modify or distribute the Technical Summary.

Questions regarding the Technical Summary should be sent to AAACT / AATIA (SSC/SPC) aaact-aatia@ssc-spc.gc.ca.

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4 Functional performance

Refer to Annex E (informative): Guidance for users of the present document in the EN 301 549 (V3.2.1 (2021-03)) Harmonised European Standard Accessibility requirements for ICT products and services.

Clause 4 from the EN 301 549 explains what functionality is needed to enable end users to locate, identify and operate functions in technology, no matter of their abilities. These performance statements themselves do not provide specific criteria, but rather are met when the related criteria in clauses 5 to 13 are met. If all clauses are supported in clauses 5 to 13, it is reasonable to expect that all the needed functionality should be available as well. This summary does not address any Notes, unless it is critical to the understanding of the clause.

5 Generic requirements

The general requirements from the EN 301 549 contain a few different key categories which can be applied to different types of ICT. Each of the main categories is outlined below.

5.1 Closed functionality

Closed and partially closed systems are types of ICT which restrict the user from being able to install or use their own assistive technology. Closed and partially closed systems need to provide ways for all users to be able to access the system in the absence of supplemental assistive technology.

For example, a user is not able to install or use their own screen reader onto a bank machine or a ticket kiosk at the airport. Therefore, some form of speech output must be provided for those users. Other examples include:

5.2 Activation of accessibility features

If a system has an accessibility feature it needs to be possible to activate it by users who need it. For example, sight must not be required to activate the speech equivalent of what is on screen.

5.3 Biometrics

ICT cannot use biological characteristics as the only means of access. For example, fingerprints cannot be the only way to unlock a mobile device.

5.4 Preservation of accessibility information during conversion

When ICT converts information, it should make sure to keep all the relevant details that make the information accessible, as much as the new format allows. For example, when converting a Word document which has an image with alternative text into a PDF, the accessibility information (alt text) should be preserved.

5.5 Operable parts

Operable parts are interactive parts of ICT to activate, deactivate or adjust the ICT. They can be provided in either hardware (a physical knob) or software (a button on a touch screen). Note that operable parts exclude parts involved only in maintenance or repair.

ICT with operable parts must:

5.6 Locking or toggle controls

Locking or toggle controls such as a caps lock key on the keyboard can have their status determined both visually and non-visually, such as through touch or sound.

5.7 Key repeat

Where ICT has a key repeat function (i.e., a function that repeats a key input multiple times), that cannot be turned off, the following two requirements must be met:

For example, this would apply to a standard keyboard when you hold down one of the letter keys and the letter is repeatedly typed out.

5.8 Double-strike key acceptance

Where ICT has a keyboard or keypad, the time in which a consecutive key press of the same key is not registered is adjustable up to 0.5 seconds.

5.9 Simultaneous user actions

This section requires that a user does not have to perform simultaneous actions to use the ICT. Examples of simultaneous user actions would be using two hands to open a laptop lid, having to hold down two keys at once, or having to touch a touchscreen with more than one finger.

6 ICT with two-way voice communication

Clause 6 is focused on ICT which contains two-way audio communication such as a phone call or video call that includes audio.

6.1 Audio bandwidth for speech

This is a single clause which states that a call must be able to meet specific metrics for audio quality in order to make it easier to hear what is being said.

6.2 Real-Time Text (RTT) functionality

This set of clauses outlines that where the ICT provides two-way voice communication, RTT functionality needs to be provided in systems where it is feasible to do so. For example, this would not require the addition of hardware to ICT in order to enable this functionality. It also outlines specific requirements such as how the RTT should be displayed, interoperability with existing telecommunications technologies and how responsive the RTT is.

6.3 Caller ID

This clause indicates that caller identification or similar functions should be available in either text form and be understandable by assistive technology.

6.4 Alternatives to voice-based services

This clause requires that for voice-based services (such as a phone system) there should be a way to access features, such as voicemail and features which require voice-based interaction, without the use of hearing or speech.

6.5 Video Communication

This set of clauses provides requirements for ICT which has two-way audio communication that also contains two-way video communication. It outlines minimum requirements around resolution, frame rate, audio/video synchronization, and indication of audio and sign-language activity.

6.6 Alternatives to video-based services

This clause is specific to ICT with video communication features which also offers answering machine, auto attendant or interactive response facilities. It stipulates that alternatives exist for audio, features which use speech, or visual content.

7 ICT with video capabilities

This clause applies to ICT which contains video capabilities, and generally provides requirements related to captioning (such as closed captioning) and audio descriptions.

7.1 Caption processing technology

This set of clauses indicates that ICT should have the ability to display captions when audio and video are synchronized, captions should be synchronized with the video, captions should be customizable, and have a spoken output option. Furthermore, when video is transmitted, converted or recorded, it preserves captioning.

7.2 Audio description technology

This set of clauses indicates requirements around being able to play audio descriptions, including that they are synchronized to the video and that when transmitted, converted or recorded, the audio description is preserved.

7.3 User controls for captions and audio description

This clause is applicable to ICT that has the main purpose of playing audio/video content. It requires that the controls for captioning and audio descriptions are as immediately available as the primary controls (for example, the play/pause buttons).

8 Hardware

8.1 General

This section references that the generic requirements from clause 5 are applicable, along with requiring that standard connections be used when connecting peripherals such as via USB or Bluetooth, and that color alone is not the only way of conveying information or actions.

8.2 Hardware products with speech output

This section covers requirements which apply to hardware that have speech output and includes specific requirements around volume range, volume increments, and magnetic coupling of wired and wireless devices to work with hearing enhancement technology.

8.3 Stationary ICT

This section is specific to ICT that is built into the physical environment, such as a kiosk for buying a movie ticket. While this is only applicable to ICT which is physically located in the environment, it does not directly set out requirements for where the ICT is located, only that there is sufficient ability to access it. Some of the key requirements from this section:

8.4 Mechanically operable parts

This section outlines requirements for ICT which has controls such as buttons, keys, knobs, etc. The high-level requirements cover:

8.5 Tactile indication of speech mode

This clause indicates that there should be a tactile indication of the way to activate the speech output mode, such as braille on a button.

9 Web

9.1 to 9.4 – Perceivable, Operable, Understandable and Robust

The first 4 sections of clause 9 requirements are the same as Web Content Accessibility Guidelines (WCAG) 2.1 at level A and AA. For more information on WCAG you can review it on the Web Content Accessibility Guidelines (WCAG) 2.1on the World Wide Web Consortium (W3C) website..

9.5 WCAG 2.1 AAA Success Criteria

This clause encourages developers and procurement accessibility specialists to consider trying to meet the level AAA criteria of WCAG 2.1, when possible, which is in alignment with the advice in WCAG 2.1 regarding conformance to these criteria.

9.6 WCAG conformance requirements

This clause indicates that all web pages must meet the following five conformance requirements of WCAG 2.1 at level AA:

10 Non-web documents

This section outlines the requirements specific to non-web documents such as Word, Excel, PowerPoint, email, PDF, pictures, or video or similar documents that are not embedded in a web page, or are downloadable. These requirements apply to all documents regardless of where they originate (such as those created in a word processor or generated by a web-based reporting tool).

10.1 to 10.4 – Perceivable, Operable, Understandable, and Robust

These 4 sections are mostly the same as the WCAG 2.1 at level A and AA. The criteria have been modified to refer to “non-web document” rather than “web/web page/website” to make them more applicable, but the requirements are essentially the same as the web versions, with some exceptions where additional notes have been added to clarify applicability of the specific WCAG criteria.

10.5 Captioning positioning

This clause provides the requirement that where a non-web document is or contains video or audio that is synchronized with second format for presenting information, and has captioning, the captions themselves should not obscure important information in the video.

10.6 Audio description timing

This clause indicates that when ICT is or contains video or audio that is synchronized with a second format for presenting information, and also has an audio description, the audio description must not interfere with the audio.

11 Software

The software section is the largest block of requirements and covers a wide range of non-web software, including:

Software that does not contain a user interface is not subject to these requirements.

11.1 to 11.4 – Perceivable, Operable, Understandable, Robust

The first 4 subsections of the software section are an adaptation of WCAG 2.1 at levels A and AA to support software. The same core criteria apply to both open and closed systems. In some cases, however, additional clauses have been added to specify applicability to closed systems as needed.

11.5 Interoperability with assistive technology

This section of the software requirements contains a number of clauses focused on platforms providing adequate accessibility support, applications that run on the platform use the accessibility services, and that the services are documented. It also provides specific clauses for the types of information which software needs to provide to assistive technologies in a programmatic way. Furthermore, it provides specific clauses for the types of actions and modifications which software must allow these assistive technologies to perform, when permitted by security requirements. These clauses allow technologies such as a screen reader to understand the interface content and be able to present it to the user, as well as interact and modify said content.

In addition to platforms themselves, if the ICT is a form of assistive technology, it must also use the documented accessibility services, where possible.

The above requirements do not apply to the closed functionality of software that conforms to clause 5.1.

11.6 Documented accessibility usage

This set of clauses provides requirements that assistive technology, as a documented part of platform software, should be accessible to the user without assistance and that software running on the platform cannot interrupt its usage, unless initiated by the user. For example, if the platform provides an assistive technology like a screen reader, then the end user should be able to turn it on, and other software cannot interrupt or disable the screen reader unless the user initiates it.

11.7 User preferences

This clause indicates that when the user has made specific selections in their operating system (platform software) such as unit of measure, colour, contrast, font size and type, and focus cursor indicators, they will be used in software running on the platform, unless the user has changed it. For example, a user sets up their computer operating system to use a high contrast theme. When they open the word processing application, the application does not override or disturb the high contrast theme set at the platform level. If the user wants to change the visual settings within the word processing application, they can do so without affecting the global accessibility features of the operating system.

11.8 Authoring tools

This set of clauses is applicable to both web and non-web authoring tools and is any tool that allows the user to design content. For example, Microsoft Word, or a web-based content management system. The key requirements are:

12 Documentation and support services

12.1 Product documentation

This set of clauses indicates that the ICTs documentation provided should list and include information about how to use any accessibility features it contains, and requires that the documentation itself conforms to either clause 9 (Web documents) or clause 10 (Non-web documents).

12.2 Support services

This set of clauses is primarily for, but not limited to:

It requires that support services can provide information on any documented accessibility services or features and will communicate in a way that meets the needs of the user. Additionally, any documentation provided by support services must be available in a web format that conforms to clause 9 (Web documents) or a non-web format that conforms to clause 10 (Non-web documents).

13 ICT providing relay or emergency service access

13.1 Relay services requirements

These clauses outline the requirements for relay services, which are meant to act as an intermediator to convert speech, text or sign language to meet the needs of the different users/operators. These services are normally provided by humans. These services provide text, sign language, lip reading, telephone audio captions, and speech-to-speech interpretation to enable communication involving at least one speaking user. For instance, a telephony captioning service aids deaf or hard-of-hearing users during spoken conversations by providing text captions.

13.2 Access to relay services

This clause requires that when ICT supporting two-way communication is intended for use with relay services, access to those services is not blocked.

13.3 Access to emergency services

This clause requires that when ICT supporting two-way communication is intended for use with emergency services, access to those services is not blocked.

14 Conformance

This section of the EN 301 549 outlines how this standard should be understood and how ICT can meet it. The high-level information is:

Other Annexes in the EN 301 549

Refer to the EN 301 549 for further information on:

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